STAR-RIS in Cognitive Radio Networks

The development of sixth-generation (6G) communication technologies is confronted with the significant challenge of spectrum resource shortage. To alleviate this issue, we propose a novel simultaneously transmitting and reflecting reconfigurable intelligent surface (STAR-RIS) aided multiple-input multiple-output (MIMO) cognitive radio (CR) system. Specifically, the underlying secondary network in the proposed CR system reuses the same frequency resources occupied by the primary network with the help of the STAR-RIS. The secondary network sum rate maximization problem is first formulated for the STAR-RIS aided MIMO CR system. The adoption of STAR-RIS necessitates an intricate beamforming design for the considered system due to its large number of coupled coefficients. The block coordinate descent method is employed to address the formulated optimization problem. In each iteration, the beamformers at the secondary base station (SBS) are optimized by solving a quadratically constrained quadratic program (QCQP) problem. Concurrently, the STAR-RIS passive beamforming problem is resolved using tailored algorithms designed for the two phase-shift models: 1) For the <italic xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">independent phase-shift model</i>, a successive convex approximation-based algorithm is proposed; 2) For the <italic xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">coupled phase-shift model</i>, a penalty dual decomposition-based algorithm is conceived, in which the phase shifts and amplitudes of the STAR-RIS elements are optimized using closed-form solutions. Simulation results show that: 1) The proposed STAR-RIS aided CR communication framework can significantly enhance the sum rate of the secondary system; 2) The coupled phase-shift model results in limited performance degradation compared to the independent phase-shift model.