Combining SWAT with Machine Learning to Identify Primary Controlling Factors and Their Impacts on Non-Point Source Pollution

Non-point source (NPS) pollution has a complex formation mechanism, and identifying its primary controlling factors is crucial for effective pollution treatment. In this study, the Baixi Reservoir Watershed, characterized by low-intensity development, was selected as the study area. A new methodology combining the Soil and Water Assessment Tool (SWAT) with the Random Forest (RF) algorithm was proposed to comprehensively identify the primary controlling factors of NPS pollution and analyze the interaction between factors. The results of the validated SWAT model showed that the annual intensity of total nitrogen (TN) load range was 0.677–11.014 kg ha−1 yr−1, and the total phosphorus (TP) load per unit area range was 0.020–0.110 kg ha−1 yr−1. Loads of sediment, TP, and TN exhibited significant seasonal variations, particularly in the Baixi basin, where sediment yield had the highest absolute change rate, with a value of up to 232.26. Random Forest models for TN and TP displayed high accuracy (R2 > 0.99) and robust generalization ability. Fertilization, sediment yield, and terrain slope were identified through RF models as the primary factors affecting TN and TP. By graphing partial dependency plots (PDPs) based on the results of the RF models to analyze the interaction between factors, the findings suggest a strong synergistic effect of two combined factors: fertilization and sediment yield. When fertilizer application exceeds 15 kg ha−1 yr−1 and sediment yield exceeds 3 kg ha−1 yr−1, there is a sharp increase in nitrogen and phosphorus load. Through the identification and analysis of the primary controlling factors of NPS pollution, this study provides a solid scientific foundation for developing effective watershed management strategies.

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Publication Details

Journal
Water
Published
2024-10-22
DOI
https://doi.org/10.3390/w16213026
Citations
4
Primary Topic
Air Quality Monitoring and Forecasting
Type
article
Field-Weighted Citation Impact
0.82

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article

Combining SWAT with Machine Learning to Identify Primary Controlling Factors and Their Impacts on Non-Point Source Pollution

Qiongqiong Jia, Junrui Cheng, Qian Zhang, Kan Wang et al.
4 citations
Water
Air Quality Monitoring and Forecasting
0.82
article

Combining SWAT with Machine Learning to Identify Primary Controlling Factors and Their Impacts on Non-Point Source Pollution

Qiongqiong Jia, Junrui Cheng, Qian Zhang, Kan Wang, Wang Xiao, Hong Qiao, Zaijun Wu, Yangyang Su, Ming-Feng Yin
article en
4 citations

Abstract

Non-point source (NPS) pollution has a complex formation mechanism, and identifying its primary controlling factors is crucial for effective pollution treatment. In this study, the Baixi Reservoir Watershed, characterized by low-intensity development, was selected as the study area. A new methodology combining the Soil and Water Assessment Tool (SWAT) with the Random Forest (RF) algorithm was proposed to comprehensively identify the primary controlling factors of NPS pollution and analyze the interaction between factors. The results of the validated SWAT model showed that the annual intensity of total nitrogen (TN) load range was 0.677–11.014 kg ha−1 yr−1, and the total phosphorus (TP) load per unit area range was 0.020–0.110 kg ha−1 yr−1. Loads of sediment, TP, and TN exhibited significant seasonal variations, particularly in the Baixi basin, where sediment yield had the highest absolute change rate, with a value of up to 232.26. Random Forest models for TN and TP displayed high accuracy (R2 > 0.99) and robust generalization ability. Fertilization, sediment yield, and terrain slope were identified through RF models as the primary factors affecting TN and TP. By graphing partial dependency plots (PDPs) based on the results of the RF models to analyze the interaction between factors, the findings suggest a strong synergistic effect of two combined factors: fertilization and sediment yield. When fertilizer application exceeds 15 kg ha−1 yr−1 and sediment yield exceeds 3 kg ha−1 yr−1, there is a sharp increase in nitrogen and phosphorus load. Through the identification and analysis of the primary controlling factors of NPS pollution, this study provides a solid scientific foundation for developing effective watershed management strategies.

WaterVol. 16(21)
Ningbo University (CN), University of Nottingham Ningbo China (CN)
Natural Science Foundation of Zhejiang Province
Life in Land
Openalex Percentile: Top 30%
Air Quality Monitoring and Forecasting
0.82
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