Evolution of Compliance and Cybersecurity: A Risk Management Perspective in Financial Markets

This paper has the purpose to investigate how cibersecurity can impact at the way that the compliance?s standards are being developed. This frame considered the background of the regulation and the laws provided by the american legislators and regulators. Also, it aims to explore how a company shall develop the risk management and build the continuity of the business. It is important to highlight that this concern is revelant for companies with any size and assets under management. Specially for companies that provides financial services, this relationship must reflect on the way that the data will be protected, using an analyze to take care of this protection and fullfilling with all the standards required by the regulation in force. At least, the paper will also reflect about the consequences - as warnings and fines - for non-compliance with standards imposed by the regulation and the laws provided by the american legislators and regulators.