Rigidity of Lyapunov exponents for derived from Anosov diffeomorphisms

Abstract For a class of volume-preserving partially hyperbolic diffeomorphisms (or non-uniformly Anosov) $f\colon {\mathbb {T}}^d\rightarrow {\mathbb {T}}^d$ homotopic to linear Anosov automorphism, we show that the sum of the positive (negative) Lyapunov exponents of f is bounded above (respectively below) by the sum of the positive (respectively negative) Lyapunov exponents of its linearization. We show this for some classes of derived from Anosov (DA) and non-uniformly hyperbolic systems with dominated splitting, in particular for examples described by Bonatti and Viana [SRB measures for partially hyperbolic systems whose central direction is mostly contracting. Israel J. Math. 115 (1) (2000), 157–193]. The results in this paper address a flexibility program by Bochi, Katok and Rodriguez Hertz [Flexibility of Lyapunov exponents. Ergod. Th. & Dynam. Sys. 42 (2) (2022), 554–591].