Comparison and integration of physical and interpretable AI-driven models for rainfall-runoff simulation

Precise streamflow forecasting in river systems is crucial for water resources management and flood risk assessment. The Tagus Headwaters River Basin (THRB) in Spain is a key hydrological hub, providing regulated flow for agricultural, urban, and energy sectors, and facilitating water transfer to the Segura River Basin, a key semi-arid region. Given the basin's near-total allocation of water resources, accurate streamflow simulations are essential to optimize the socio-economic distribution and ensure sustainable management across both interconnected basins. This study conducts a comprehensive evaluation of the Soil and Water Assessment Tool (SWAT+), support vector regression (SVR), feed forward neural network (FFNN), and long short-term memory (LSTM) models in simulating the rainfall-runoff process at four gauging stations within the THRB. An ensemble machine learning technique is then applied to assess improvements in streamflow estimation. Results revealed that AI-based models significantly surpassed the SWAT+ model in performance. Furthermore, the application of an ensemble technique enhanced the precision of rainfall-runoff modeling by 18 to 26% during the calibration period and 4.1 to 9.2% during the validation period, compared to individual AI-based models. Additionally, the SWAT+ model's precision improved by 44 to 74% and 40 to 55% for the respective periods. The use of Shapley Additive Explanations (SHAP) methodology allowed the results of the ensemble with machine learning to be more interpretable by explaining how each model contributes to the prediction. This research offers significant contributions to hydrological modeling, highlighting the importance of ensemble techniques in elevating predictive accuracy for various river basins. • Advanced rainfall-runoff modeling, demonstrated in Spain's THRB. • Assessed the performance of SWAT+ against cutting-edge AI models (SVR, FFNN, LSTM) for streamflow simulation. • Revealed substantial improvements in predictive accuracy using an ensemble of machine learning models. • Employed SHAP methodology to elucidate model contributions, enhancing the interpretability of complex AI predictions.

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Publication Details

Journal
Results in Engineering
Published
2024-10-04
DOI
https://doi.org/10.1016/j.rineng.2024.103048
Citations
29
Primary Topic
Hydrology and Watershed Management Studies
Type
article
Field-Weighted Citation Impact
5.85

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article

Comparison and integration of physical and interpretable AI-driven models for rainfall-runoff simulation

Adrián López-Ballesteros, Patricia Jimeno‐Sáez, Javier Senent‐Aparicio, Sara Asadi
29 citations
Results in Engineering
Hydrology and Watershed Management Studies
5.85
article

Comparison and integration of physical and interpretable AI-driven models for rainfall-runoff simulation

Adrián López-Ballesteros, Patricia Jimeno‐Sáez, Javier Senent‐Aparicio, Sara Asadi
article en
29 citations

Abstract

Precise streamflow forecasting in river systems is crucial for water resources management and flood risk assessment. The Tagus Headwaters River Basin (THRB) in Spain is a key hydrological hub, providing regulated flow for agricultural, urban, and energy sectors, and facilitating water transfer to the Segura River Basin, a key semi-arid region. Given the basin's near-total allocation of water resources, accurate streamflow simulations are essential to optimize the socio-economic distribution and ensure sustainable management across both interconnected basins. This study conducts a comprehensive evaluation of the Soil and Water Assessment Tool (SWAT+), support vector regression (SVR), feed forward neural network (FFNN), and long short-term memory (LSTM) models in simulating the rainfall-runoff process at four gauging stations within the THRB. An ensemble machine learning technique is then applied to assess improvements in streamflow estimation. Results revealed that AI-based models significantly surpassed the SWAT+ model in performance. Furthermore, the application of an ensemble technique enhanced the precision of rainfall-runoff modeling by 18 to 26% during the calibration period and 4.1 to 9.2% during the validation period, compared to individual AI-based models. Additionally, the SWAT+ model's precision improved by 44 to 74% and 40 to 55% for the respective periods. The use of Shapley Additive Explanations (SHAP) methodology allowed the results of the ensemble with machine learning to be more interpretable by explaining how each model contributes to the prediction. This research offers significant contributions to hydrological modeling, highlighting the importance of ensemble techniques in elevating predictive accuracy for various river basins. • Advanced rainfall-runoff modeling, demonstrated in Spain's THRB. • Assessed the performance of SWAT+ against cutting-edge AI models (SVR, FFNN, LSTM) for streamflow simulation. • Revealed substantial improvements in predictive accuracy using an ensemble of machine learning models. • Employed SHAP methodology to elucidate model contributions, enhancing the interpretability of complex AI predictions.

Results in EngineeringVol. 24
Universidad Católica de Murcia (ES)
Ministerio de Ciencia, Innovación y Universidades, Ministerio de Ciencia e Innovación
Climate action
Openalex Percentile: Top 3%
Hydrology and Watershed Management Studies
5.85
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