A framework for human evaluation of large language models in healthcare derived from literature review
With generative artificial intelligence (GenAI), particularly large language models (LLMs), continuing to make inroads in healthcare, assessing LLMs with human evaluations is essential to assuring safety and effectiveness. This study reviews existing literature on human evaluation methodologies for LLMs in healthcare across various medical specialties and addresses factors such as evaluation dimensions, sample types and sizes, selection, and recruitment of evaluators, frameworks and metrics, evaluation process, and statistical analysis type. Our literature review of 142 studies shows gaps in reliability, generalizability, and applicability of current human evaluation practices. To overcome such significant obstacles to healthcare LLM developments and deployments, we propose QUEST, a comprehensive and practical framework for human evaluation of LLMs covering three phases of workflow: Planning, Implementation and Adjudication, and Scoring and Review. QUEST is designed with five proposed evaluation principles: Quality of Information, Understanding and Reasoning, Expression Style and Persona, Safety and Harm, and Trust and Confidence.
Authors
- Sunyang Fu (ORCID: https://orcid.org/0000-0003-1691-5179)
- Cong Sun (ORCID: https://orcid.org/0000-0002-4578-2646)
- Shyam Visweswaran (ORCID: https://orcid.org/0000-0002-2079-8684)
- Piyush Mathur (ORCID: https://orcid.org/0000-0003-3777-8767)
- Giovanni Cacciamani (ORCID: https://orcid.org/0000-0002-8892-5539)
- Yanshan Wang (ORCID: https://orcid.org/0000-0003-4433-7839)
- Yifan Peng (ORCID: https://orcid.org/0000-0001-9309-8331)
- Sonish Sivarajkumar (ORCID: https://orcid.org/0000-0003-4173-1988)
- Sumit Kapoor
- Katelyn Polanska
- Hunter Osterhoudt
- Xizhi Wu (ORCID: https://orcid.org/0000-0002-5921-4244)
- Alisa V Stolyar
- Thomas Yu Chow Tam
- Karleigh R McCarthy
Institutions
- University of Southern California (US)
- Allen Institute for Brain Science (US)
- Cleveland Clinic (US)
- University of Pittsburgh (US)
- Cornell University (US)
- UPMC Hillman Cancer Center (US)
- University of Pittsburgh Medical Center (US)
- Weill Cornell Medicine (US)
- The University of Texas Health Science Center at Houston (US)
Publication Details
- Journal
- npj Digital Medicine
- Published
- 2024-09-28
- DOI
- https://doi.org/10.1038/s41746-024-01258-7
- Citations
- 219
- Primary Topic
- Artificial Intelligence in Healthcare and Education
- Type
- article
- Field-Weighted Citation Impact
- 26.34
Funders
- University of Pittsburgh
- National Institutes of Health