‘In this world, nothing is certain except death and taxes’ — but what about regulatory change for the investment management industry?

This paper seeks to highlight and address some of the key questions and challenges facing investment management companies navigating a geopolitical and economic landscape that continues to experience significant regulatory change. Managing the complexities of regulatory changes requires a strategic, integrated approach. By staying informed, leveraging technology, prioritising investor protection, engaging effectively with the board and ensuring robust governance and operational resilience, investment management companies can effectively overcome these challenges and maintain compliance in an ever-changing regulatory environment.

Authors

Publication Details

Journal
Journal of securities operations & custody
Published
2024-09-01
DOI
https://doi.org/10.69554/xvzz9815
Primary Topic
State Capitalism and Financial Governance
Type
article
Field-Weighted Citation Impact
0.00
Controls
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article

‘In this world, nothing is certain except death and taxes’ — but what about regulatory change for the investment management industry?

Simon Harris, Paul Lumsden
Journal of securities operations & custody
State Capitalism and Financial Governance
article

‘In this world, nothing is certain except death and taxes’ — but what about regulatory change for the investment management industry?

Simon Harris, Paul Lumsden
article en

Abstract

This paper seeks to highlight and address some of the key questions and challenges facing investment management companies navigating a geopolitical and economic landscape that continues to experience significant regulatory change. Managing the complexities of regulatory changes requires a strategic, integrated approach. By staying informed, leveraging technology, prioritising investor protection, engaging effectively with the board and ensuring robust governance and operational resilience, investment management companies can effectively overcome these challenges and maintain compliance in an ever-changing regulatory environment.

Journal of securities operations & custodyVol. 16(4)
Openalex Percentile: Top 74%
State Capitalism and Financial Governance
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