‘In this world, nothing is certain except death and taxes’ — but what about regulatory change for the investment management industry?
This paper seeks to highlight and address some of the key questions and challenges facing investment management companies navigating a geopolitical and economic landscape that continues to experience significant regulatory change. Managing the complexities of regulatory changes requires a strategic, integrated approach. By staying informed, leveraging technology, prioritising investor protection, engaging effectively with the board and ensuring robust governance and operational resilience, investment management companies can effectively overcome these challenges and maintain compliance in an ever-changing regulatory environment.
Authors
- Simon Harris (ORCID: https://orcid.org/0000-0001-8509-9465)
- Paul Lumsden
Publication Details
- Journal
- Journal of securities operations & custody
- Published
- 2024-09-01
- DOI
- https://doi.org/10.69554/xvzz9815
- Primary Topic
- State Capitalism and Financial Governance
- Type
- article
- Field-Weighted Citation Impact
- 0.00