Convergence Analysis for Deep Sparse Coding via Convolutional Neural Networks

In this work, we explore the intersection of sparse coding theory and deep learning to enhance our understanding of feature extraction capabilities in advanced neural network architectures. We begin by introducing a novel class of Deep Sparse Coding (DSC) models and establish a thorough theoretical analysis of their uniqueness and stability properties. By applying iterative algorithms to these DSC models, we derive convergence rates for convolutional neural networks (CNNs) in their ability to extract sparse features. This provides a strong theoretical foundation for the use of CNNs in sparse feature-learning tasks. We additionally extend this convergence analysis to more general neural network architectures, including those with diverse activation functions, as well as self-attention and transformer-based models. This broadens the applicability of our findings to a wide range of deep learning methods for the extraction of deep-sparse features. Inspired by the strong connection between sparse coding and CNNs, we also explore training strategies to encourage neural networks to learn sparser features. Through numerical experiments, we demonstrate the effectiveness of these approaches, providing valuable insight for the design of efficient and interpretable deep learning models.

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Publication Details

Journal
Analysis and Applications
Published
2026-06-19
DOI
https://doi.org/10.1142/s0219530526500600
Primary Topic
Advanced Data Compression Techniques
Type
preprint
Field-Weighted Citation Impact
0.00

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preprint

Convergence Analysis for Deep Sparse Coding via Convolutional Neural Networks

Ding‐Xuan Zhou, Jianfei Li, Han Feng
Analysis and Applications
Advanced Data Compression Techniques
preprint

Convergence Analysis for Deep Sparse Coding via Convolutional Neural Networks

Ding‐Xuan Zhou, Jianfei Li, Han Feng
preprint en

Abstract

In this work, we explore the intersection of sparse coding theory and deep learning to enhance our understanding of feature extraction capabilities in advanced neural network architectures. We begin by introducing a novel class of Deep Sparse Coding (DSC) models and establish a thorough theoretical analysis of their uniqueness and stability properties. By applying iterative algorithms to these DSC models, we derive convergence rates for convolutional neural networks (CNNs) in their ability to extract sparse features. This provides a strong theoretical foundation for the use of CNNs in sparse feature-learning tasks. We additionally extend this convergence analysis to more general neural network architectures, including those with diverse activation functions, as well as self-attention and transformer-based models. This broadens the applicability of our findings to a wide range of deep learning methods for the extraction of deep-sparse features. Inspired by the strong connection between sparse coding and CNNs, we also explore training strategies to encourage neural networks to learn sparser features. Through numerical experiments, we demonstrate the effectiveness of these approaches, providing valuable insight for the design of efficient and interpretable deep learning models.

Analysis and Applications
Twitter (United States) (US)
City University of Hong Kong, Deutsche Forschungsgemeinschaft, Bundesministerium für Bildung und Forschung
Openalex Percentile: Top 100%
Advanced Data Compression Techniques
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Convergence Analysis for Deep Sparse Coding via Convolutional Neural Networks — Ding‐Xuan Zhou, Jianfei Li, et al. · Analysis and Applications (2026) | TGRS Research Map | TGRS