Evaluation of Norm-Constrained Capon Method on Improving Doppler Peak Localization of Antenna-Arrayed High-Frequency Coastal Radar

Abstract Antenna-arrayed high-frequency coastal radar is widely used to monitor the ocean and obtain metocean parameters such as sea surface current, sea wave height, and surface wind. However, the accuracy of these parameters can be significantly influenced by the spectral width and Doppler velocity of the sea echo signals across azimuthal directions, and insufficient spectrum resolution increases uncertainties in the estimates of spectral width and Doppler velocity. To address this, we demonstrate an alternative approach to beamforming by utilizing the norm-constrained Capon (NC-Capon) method to enhance the Doppler spectral resolution and improve the localization accuracy of the spectral peaks. The efficacy of the NC-Capon method is exemplified through an application to a coastal radar dataset collected from 16 receiving channels, operated at a central frequency of 27.75 MHz. A comparative investigation of the NC-Capon beamforming method with the conventional Fourier beamforming method showed that the widths of the spectral peaks at different range cells and azimuthal angles are noticeably improved at lower signal-to-noise ratio (SNR) conditions. Given this, the NC-Capon beamforming method exhibits more robustness to noise and could effectively enhance the concentration of the radar sea echo signals in the Doppler frequency spectrum, thereby reducing the uncertainties of the spectral width and Doppler/radial velocity of the first-order sea echoes. These characteristics are substantiated by the comparative analysis of spectral parameters between the two beamforming methods across various ranges, beamforming angles, and SNR levels. Finally, the computed radial velocities are benchmarked against in situ measurements obtained from a bottom-mounted acoustic current profiler to confirm the validity of the NC-Capon method. Significance Statement We have recently implemented a high-frequency coastal radar equipped with an antenna array to monitor metocean variables within the offshore waters adjacent to Taichung Harbor in Taiwan. Our study focuses on enhancing the Doppler spectral resolution of radar sea echoes by employing an adaptive beamforming technique known as the norm-constrained Capon method. In comparison with the traditional linear beamforming approach, the norm-constrained Capon method demonstrates superior noise resilience. We anticipate that the norm-constrained Capon method holds promise as a dependable approach for refining the accuracy of metocean parameters obtained from antenna-arrayed high-frequency coastal radar systems.