Forest above-ground biomass estimation based on strongly collinear variables derived from airborne laser scanning data

• Proposed a novel method termed SPV to screen strongly collinear ALS variables. • SPV-based AGB models exhibited better performance than SFS-based models. • SPV-based AGB models exhibited better performance than LASSO-based models. • Canopy height metrics were the most important variables in estimating AGB. • Canopy density metric had a significant effect on AGB of coniferous forests. Airborne laser scanning technique (ALS) is the most appealing remote sensing technique for the precise estimation of forest above-ground biomass (AGB). Significantly strong correlations (collinearity) among the independent variables derived from ALS data decrease the accuracy of developed AGB models. To address this issue, we propose a novel variable selection algorithm-an improved sure independence screening (SPV), which integrates the Pearson correlation coefficient, threshold μ , and variance inflation factor. We further compared the performance of SPV-based, stepwise feature selection (SFS)-based, and least absolute shrinkage and selection operator (LASSO)-based AGB models developed with different regression approaches that were sensitive to strong collinearity. Field-measured data and corresponding ALS data, acquired from 1002 sample plots distributed across four distinct forest types within the Guangxi Zhuang Autonomous Region in Southern China, were used to evaluate variable selection techniques and develop AGB models. Results indicated that ALS variables selected by SPV exhibited weaker collinearity compared to those selected by SFS and LASSO. SPV-based AGB models outperformed SFS-based AGB models with higher leave-one-out cross-validation adjusted R 2 (LOOCV R adj 2 ) by 0.1% − 27.8%. SPV-based AGB models outperformed LASSO-based AGB models with higher LOOCV R adj 2 by 0.4% − 16.3%. Hence, for variable selection in constructing AGB models (linear regression model, log–log regression model, and generalized additive model (GAM)) based on strongly collinear ALS variables, SPV is most preferred, followed by SFS and LASSO. The smooth curves from our GAMs developed using SPV-selected variables revealed that five canopy height variables ( whp40 , hmean , hp25 , hp70, hskew ), one canopy density variable ( whp85 ), three density-related variables ( nVegPts, bcc , and mcc) , and one vertical structural variable ( LADmean) were positively correlated with AGB. The canopy height variables ( whp40 , hmean , hp25 , and hp70 ) were identified as the most important variables in estimating AGB for four forest types. The canopy density variable wdp85 showed a strong effect on AGB of the coniferous forests, whereas it had almost no effect on the AGB of broadleaved forests. Overall, this manuscript proposes a novel variable selection algorithm named SPV, aimed at addressing collinearity of variables derived from ALS data, which has significant implications for the application of ALS in forest inventory and forest modeling.

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Publication Details

Journal
Ecological Indicators
Published
2024-08-30
DOI
https://doi.org/10.1016/j.ecolind.2024.112517
Citations
3
Primary Topic
Remote Sensing and LiDAR Applications
Type
article
Field-Weighted Citation Impact
0.62

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article

Forest above-ground biomass estimation based on strongly collinear variables derived from airborne laser scanning data

Xiaoyao Li, Ram P. Sharma, Qiaolin Ye, Hongchao Huang et al.
3 citations
Ecological Indicators
Remote Sensing and LiDAR Applications
0.62
article

Forest above-ground biomass estimation based on strongly collinear variables derived from airborne laser scanning data

Xiaoyao Li, Ram P. Sharma, Qiaolin Ye, Hongchao Huang, Linyan Feng, Dongbo Xie, Liyong Fu, Huiru Zhang, Xiaofang Zhang, Zefeng Zhou
article en
3 citations

Abstract

• Proposed a novel method termed SPV to screen strongly collinear ALS variables. • SPV-based AGB models exhibited better performance than SFS-based models. • SPV-based AGB models exhibited better performance than LASSO-based models. • Canopy height metrics were the most important variables in estimating AGB. • Canopy density metric had a significant effect on AGB of coniferous forests. Airborne laser scanning technique (ALS) is the most appealing remote sensing technique for the precise estimation of forest above-ground biomass (AGB). Significantly strong correlations (collinearity) among the independent variables derived from ALS data decrease the accuracy of developed AGB models. To address this issue, we propose a novel variable selection algorithm-an improved sure independence screening (SPV), which integrates the Pearson correlation coefficient, threshold μ , and variance inflation factor. We further compared the performance of SPV-based, stepwise feature selection (SFS)-based, and least absolute shrinkage and selection operator (LASSO)-based AGB models developed with different regression approaches that were sensitive to strong collinearity. Field-measured data and corresponding ALS data, acquired from 1002 sample plots distributed across four distinct forest types within the Guangxi Zhuang Autonomous Region in Southern China, were used to evaluate variable selection techniques and develop AGB models. Results indicated that ALS variables selected by SPV exhibited weaker collinearity compared to those selected by SFS and LASSO. SPV-based AGB models outperformed SFS-based AGB models with higher leave-one-out cross-validation adjusted R 2 (LOOCV R adj 2 ) by 0.1% − 27.8%. SPV-based AGB models outperformed LASSO-based AGB models with higher LOOCV R adj 2 by 0.4% − 16.3%. Hence, for variable selection in constructing AGB models (linear regression model, log–log regression model, and generalized additive model (GAM)) based on strongly collinear ALS variables, SPV is most preferred, followed by SFS and LASSO. The smooth curves from our GAMs developed using SPV-selected variables revealed that five canopy height variables ( whp40 , hmean , hp25 , hp70, hskew ), one canopy density variable ( whp85 ), three density-related variables ( nVegPts, bcc , and mcc) , and one vertical structural variable ( LADmean) were positively correlated with AGB. The canopy height variables ( whp40 , hmean , hp25 , and hp70 ) were identified as the most important variables in estimating AGB for four forest types. The canopy density variable wdp85 showed a strong effect on AGB of the coniferous forests, whereas it had almost no effect on the AGB of broadleaved forests. Overall, this manuscript proposes a novel variable selection algorithm named SPV, aimed at addressing collinearity of variables derived from ALS data, which has significant implications for the application of ALS in forest inventory and forest modeling.

Ecological IndicatorsVol. 166
Tribhuvan University (NP), Nanjing Forestry University (CN), Institute of Forest Resource Information Techniques (CN), Chinese Academy of Forestry (CN), State Forestry and Grassland Administration (CN), Experimental Center of Forestry in North China (CN)
National Natural Science Foundation of China
Openalex Percentile: Top 36%
Remote Sensing and LiDAR Applications
0.62
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